กับดูแลเกี่ยวกับการ outsource งานของผู้ประกอบธุรกิจมีประสิทธิภาพ สอดคล้องกับมาตรฐานสากล และรองรับการประเมินภาคการเงินตามโครงการ Financial Sector Assessment Program (FSAP)3 ของประเทศไทย ซึ่งส านักงานมี
in contacting investors in each category the company is required to assign separate personnel to do the task. This causes inflexibility in providing services to investors and overlapping with respect
separate from the CIS Operator. In short, after obtaining approval from the Thai SEC to set up a mutual fund and offer investment units to investors, the money received from such offer shall constitute a
of the SEC Office, except that the intermediary which is a financial institution shall perform such revision and updating within a period of time stipulated by the Law on Financial Institution Business
that the intermediary which is a financial institution shall perform such revision and updating within a period of time stipulated by the Law on Financial Institution Business2; (b) the information for
Capital Market Supervisory Board issued by virtue of Section 89/1, in the part related to the definition of related party, mutatis mutandis; (14) “financial advisor” means a financial advisor on the
) “ financial advisor ” means a financial advisor on the approved list of the SEC Office; (15) “ fund supervisor ” means the supervisor of a fund ; (16)2 “ common person group ” means the persons with one or more
particular time; (5) Investment in financial instruments/contracts which are legal under the concerned laws; (6) All expenses chargeable to the fund should serve the purpose of fund operation; (7) Every