local representative: Name of local intermediary:[in case of an ETF, please state the names of market maker and participating dealer of ETF] Warnings: An investor considering the purchase of units of
operator: Name of local representative: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Warnings: An investor considering the purchase
firm to perform duty as local intermediary in Thailand ( issued by Qualifying CIS Operator ) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the Qualifying CIS
of a brokerage firm to perform duty as local intermediary in Thailand (issued by Qualifying CIS Operator) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the
in the https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf freshfield representative within the period prescribed by the Office of the SEC; (2) any person who is
/Documents/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf freshfield representative within the period prescribed by the Office of the SEC; (2) any person who is in possession of property or documents
Member (8) Mrs. Vipa Sae-Ngow Member (9) Representative from the Office of the National Economic and Social
services supporting the full business cycle and consistent with actual needs. Products and services are offered in ways that are easy, convenient, and fast. Focus has also been on knowledge-based assistance
the receivership order. If said persons fail to comply with the new provision, they shall be fined not more than Baht 200,000. If the violator is a juristic person, its representative shall be subject
agree to resolution regarding the following agendas. 1. Approved the Company to receive financial assistance from connected persons that transaction is a connected transaction according to the