agencies to block social media accounts engaged in fraudulent investment activities. “The SEC examines the customer identity verification (KYC/CDD) systems of digital asset business operators regularly
participation in this regulatory sandbox is expected to solve issues in corporate bond market. This includes the issue of time-consuming process for verification of bondholders’ ownership and the lack of
requirement in the identification and verification process for the onboarding clients who already have relationship managers elsewhere outside the premise or the clients who have a life-time ID card without
know-your-customer requirement or e-KYC via online methods. The use of authentication and verification under the National Digital ID (NDID) system will make it convenient, quick and reliable to open
an account with, they should seek verification from the firm before making any transactions.? Before making decision to use any wealth management services, investors can check the list of licensees and
commonly-accepted academic principal or the international standard as prescribed by the Association of Investment Management Companies (2) Duty of Care The management company should observe the duty of care
commonly-accepted academic principal or the Page 3 of 32 (Unofficial Translation) international standard as prescribed by the Association of Investment Management Companies (2) Duty of Care The management
/2022 30/08/2022 PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED Mutual Fund Principal China Trigger 6M1 Fund PRINCIPAL CHTG6M1 18/08/2022 23/08/2022 31/08/2022 SCB ASSET MANAGEMENT COMPANY LIMITED Mutual
statements for the year 2023, as a cause of default of the terms of rights of SNW231A, SNW233A and SNW224A bonds; Agenda Item 4: Consideration for approval of a partial repayment of the principal, with a