shares through accounts of Somchai and another client by splitting the orders.The acts of {B} were deemed as using client securities trading accounts to trade securities for others and sending

bondholder register to determine the list of the meeting attendees and the timeframe for sending the invitation to the bondholders’ meeting;             Agenda 2: Consideration for approving a waiver of

because the highest price on that day was lower and was decreasing during the submission of selling order. She also admitted sending the trading orders without her client's order from January 9, 2014 to

years for his assistance in the FOCUS share price manipulation by providing trading accounts, sending trading orders and arranging financial matters. The Settlement Committee had previously imposed a fine

company to establish Vanachai Logistics Co., Ltd. which will operate the business of receiving - sending goods within the country. The company will then invest in ordinary shares of Vanachai Logistics Co

150 days as well, or (2) sending a letter requesting PVD members’ certification of the financial statements and the auditor’s reports on the condition that the certified documents are submitted to SEC

unitholders attending the meetings or sending the vote letter if it is a resolution on general matters such as changing the fund type from a closed-end fund to an open-end fund or merging funds to reduce

and a certain group of people. Shine was the master mind and /or beneficiary while Kittichai as aider or abettor in sending trading orders of securities in GEN?s account causing damage to the

aiding and abetting Sagha?s share manipulation by finding trading accounts of other persons for Sagha, sending trading orders to manipulate the share prices, and helping with financial transactions related

with the trend of many stock exchanges around world that allow the sending of trading orders through program trading technology, especially high frequency trading (HFT). Right now, overseas securities