, supervisory guidelines for bills of exchange and extension of regulation on net liquid capital rule on business operators of brokerage, dealing and underwriting of investment units (LBDU) as follows: 1. Bill
sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the
failure to order or act according to the duties as aresult, Between February 23, 2021 and May 25, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to maintain the net
and truthful report of the net capital to the office of Securities and Exchange Commission. SEC Act S.283 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 126/2025 Dated 22/09
operation of Coindee. His failure to perform the required duty of his position resulted in the offence committed by Coindee concerning the case that Coindee failed to maintain the net capital (NC) in
) (7,397) (2,807) 37.9 Profit for the period 32,891 16,889 16,002 94.7 42,286 29,536 12,750 43.2 Gross profit margin 25.0% 22.6% 2.4% 25.0% 22.6% 2.4% Selling & Distribution Expenses per net sales 6.1% 6.0
non-financial industries such as energy, arts, entertainment or sports whereby various assets are converted into digital tokens to enhance transaction efficiency and consumer accessibility. Regulators
shares of Sam's Sports Retail Company Limited ("SAMS") and make unreasonable and fictitious order of shoes from SAMS. (3) transferred money through the requests of capital increase, a
of Sam's Sports Retail Company Limited ("SAMS") and make unreasonable and fictitious order of shoes from SAMS. (3) transferred money through the requests of capital increase, a