appropriate. For the authorization under the first paragraph, the person with the proceeding power shall monitor and supervise the person authorized to segregate and manage the client’s assets in compliance

: ....................................................... (…………………………………………….) Authorized person Date: ......................................... Remarks: 1. In case of authorization for submission of documents, a power of attorney is required. 2. In case of a juristic person, the

through the loan transaction of 60 million baht to VBB on 1 October 2013 for construction of advertising billboards. However, since such transaction size exceeded the 50-million-baht authorization limit of

, starting from December 22, 2015.  On other cases, {B} was found accepting orders to trade securities in a client's account from a person who was not the owner of the account without any written authorization

from a person who was not the owner of the account without any written authorization, and causing a misunderstanding that there had been a conversation with, and acceptance of trading orders from, the

provision of services by the Stock Exchange of Thailand and a securities trading center not participating in the regulatory sandbox , and that the service user’s consent is required prior to provision of such

conditions different from the provision of services by the Stock Exchange of Thailand and a securities trading center not participating in the regulatory sandbox, and that the service user’s consent is

operator in the same manner not participating in the regulatory sandbox , and that the service user’s consent is required prior to provision of services; (4) making an agreement with the service user related

participating in the regulatory sandbox, and that the service user’s consent is required prior to provision of services; (4) making an agreement with the service user related to obligations to damage that may be

ให้ผู้ใช้บริกำร Consent ในกำรส่งข้อมูลส่วน บุคคลมำให้ส ำนักงำนด้วย หำกผู้ใช้บริกำรไม่ยินยอม Consent ผู้ประกอบธุรกิจจะไม่ ให้บริกำรแก่ผู้ใช้บริกำรรำยดังกล่ำว   ข้อเสนอแนะ หรือข้อสังเกตเพ่ิมเติม กรุณำ