performing function, except for any of the following cases: 1. the intermediary is a financial institution established under other laws and licensed to undertake securities business as prescribed by Section
to performing function, unless the intermediary is a financial institution established under other laws and licensed to undertake securities business as prescribed by Section 111 of the Securities and
virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) , which contains certain provisions relating to restriction of rights and liberties of persons which Section 29 in conjunction with Section 33
Section 18 of the Derivatives Act B.E. 2546 (2003), which contains certain provisions relating to restriction of rights and liberties of persons which Section 29 in conjunction with Section 33, Section 34
financial officer, failed to report to the Stock Exchange of Thailand (SET) and the SEC that the company had been filed for bankruptcy by its creditors on 8 May 2017 and later became under the Court's
in the amount of 37.7 million baht where he misappropriated such amount of money for his own benefit. In addition, in the name of NIPPON, he had applied for a loan from a financial institution by
37.7 million baht where he misappropriated such amount of money for his own benefit. In addition, in the name of NIPPON, he had applied for a loan from a financial institution by issuing short-term bill
and Thailand _________________ By virtue of Paragraph 2(1) of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E
/2551 Re: Rules for Applying for Permission and Granting of Permission to Derivatives Brokers to Establish Branch Offices _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) as