Association of Thai Securities Companies (ASCO)1. The SEC therefore revoked the approval of Auracha as securities investment consultant and prohibited her re-entry as capital market personnel for 10 years
consultant and prohibited her re-entry as capital market personnel for 10 years, starting from December 22, 2015. On other cases, Nattapon was found accepting orders to trade securities in a client?s account
. The entry into such transaction of NBC (“Acquisition of Shares in GNET Transaction by NBC”) is considered the acquisition of assets according to the Notification of the Capital Market Supervisory Board
10.01% of issued and paid-up shares of TSE. The aforementioned Transaction is considered as the disposal of assets according to the Notification of Capital Market Supervisory Board No. Tor. Jor. 20/2551
for investment consultants.As a result, she was disqualified from being investment consultant under Clause 18(1) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
Letter to SET Interim Dividend and RPT ( E ) Final.pdf (-Translation-) Ref. SorNor. 098/2020 May 13, 2020 To: President The Stock Exchange of Thailand Re: Notification of interim dividend payment
FORM 56-REIT1 : Annual Registration Statement (Attach Notification Tor Jor. 20/2561)
investment value of $30 million or THB990 million approximately. According to the Notification of the Capital Market Supervisory Board No. TorJor 20/2551 Re: Rules on Entering into Material Transactions Deemed
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------------- Notification of the Office of the Securities and
reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------------- Notification