Preparation and Disclosure of Financial Statements of Derivatives Business Operators

. In particular, the account opening and KYC system is inadequate, resulting in the company’s failure to know its clients and verify the true identity of the clients or beneficial owners. These

Bitazza could know and verify the true identity of its customers, including acquiring adequate information for customers’ risk assessment. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting

CTE Token : Unapproved public offering of digital token (Disclosure Date : 18/02/2020)

: Unapproved public offering of digital token (Disclosure Date : 02/06/2020)

Provisions on Issuance for Sale of Sukuk and Disclosure of Information (No. 3)

Provisions on Issuance for Sale of Sukuk and Disclosure of Information (No. 2)

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Trading Point Holdings Ltd. Website: www.xm.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)

RICH GOLD INTERTRADE COMPANY LIMITED : Unlicensed securities and derivatives business (Disclosure Date : 20/01/2020)