of foreign banks only is acceptable. In any case, moreover, clear statement on legal issues must be included for investment decision making.?In case that the foreign bank branches offer for sale of
expected to help tackle with the issues concerning discounted private placement, capital increase without clear objective or use of money raised through capital increase for other objectives.
regulations focus more on clear and adequate information disclosure for investment decision making,? said Vorapol.
; (5) other financial institutions as specified in the notification of the SEC; or (6) newly established company for the purpose of applying for Type C securities business license (ค) which has one or
April 2, 2018 Subject: Acquisition of Investment of One World Media Co., Ltd. Attention: Director and Manager The Stock Exchange of Thailand (SET) Nation International Edutainment Plc. or NINE would
, violating Section 301. On February 9, 2011, the court sentenced the accused to one-year imprisonment. The accused appealed against the judgment of the Court. SEC Act S.301 Criminal Complaint Filed with an
, 2024, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.Section 57(6) Settlement Committee Meeting No. 3/2025 Settlement Committee Order No
, 2023, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.Section 57(6) Settlement Committee Meeting No. 3/2025 Settlement Committee Order No
, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.Section 57(6) Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 49
report (Form 56-1 One Report) for the year 2022 through the transmission system as prescribed by the Stock Exchange of Thailand. Later, the rectified was filed on September 9, 2024. SEC Act S.56(3)(4