member is able to select investment policy properly. Clause 31 For the purpose of compilation and assessment according to Clause 30, an intermediary shall obtain at least the following a client ’s
member is able to select investment policy properly. Clause 31 For the purpose of compilation and assessment according to Clause 30, an intermediary shall obtain at least the following a client’s
October 17, 2016, the Legal Department sent out a letter of payment request to MAT and the representative of MAT contacted for negotiation but there was no any conclusion. On January 25, 2017, the Legal
shall provide computer or other electronic devices for services which are limited to the following operations: (1) receiving the request for opening account of securities or derivatives trading in order
of online branch office, an intermediary shall provide computer or other electronic devices for services which are limited to the following operations: (1) receiving the request for opening account of
case of online branch office, an intermediary shall provide computer or other electronic devices for services which are limited to the following operations: (1) receiving the request for opening account
of the SEC Office □ Supporting document items are completed. □ Supporting documents items are not completed, and shall request for additional supplementary document as follows; 1
document items are completed. □ Supporting documents items are not completed, and shall request for additional supplementary document as follows; 1. …………………………………………………………….. 2. …………………………………………………………….. 3