ETF operator are subject to supervision of foreign regulator which is a member of International Organization of Securities Commissions (IOSCO); (2) having objective to create return for unit holders
that the supervision of the securities registrar shall be efficient. It is therefore necessary to issue this Notification.
application. b. Please mark an X in the appropriate box corresponding to your answer c. Send completed and signed forms to - Accounting Supervision Department The Securities and Exchange Commission, Thailand
innovation to enhance developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital assets , SEC must closely monitor and supervise digital asset https
SEC amends regulations related to digital asset custodial wallet providers On 10 November 2023, the SEC Board Meeting No. 15/2566 passed a resolution approving a regulatory review on the supervision of
Asset Management Co., Ltd • Chairman of Audit Committee, Secondary Mortgage Corporation • Assistant Governor, Financial Institution Supervision Group, Bank of Thailand Education : • Master of Management
/News_Detail.aspx?SECID=10470 SEC begins public hearing on digital asset advisers and fund managers as new businesses under supervision Presently, supervising “ digital asset businesses” under the royal decree on
businesses under supervision Presently, supervising “ digital asset businesses” under the royal decree on digital asset businesses, B.E. 2561 cover three business groups: digital asset exchange; digital asset
http://law.sec.or.th/content/3373/5446/1#5446 ธ.(ว) 36/2545 แจ้งการเปลี่ยนโครงสร้างฝ่ายงาน สมาคมบริษัทหลักทรัพย์ด้วย 3.ฝ่ายกำกับธุรกิจจัดการลงทุน ( Asset Management Supervision Department) มีหน้าที่