intention to promote and support the successful implementation of cross-border equity offering and depositary receipt (DR) and serves as another important milestone to reflect the strong relationship
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to
Presently, the digital asset business operators are required to hold shareholders’ equity as a minimum capital requirement to assure their sufficient capital for continuous business operations
discussions regarding the supervision and development of capital market from important stakeholders such as SET, institutional investors, the Government Pension Fund, listed companies, intermediaries, and
Earlier, the SEC conducted a public hearing on the principles for revising the rules on the maintenance of net capital adequacy for business operators in the part related to the use of subordinated
them as total liabilities in the calculation of net capital on the condition that they rectify the excess qualified subordinated debt so as not to surpass the shareholders’ equity within a specified
no impacts on the shareholders’ structure, no impacts on the shareholders’ equity and no violation of relevant regulations. Previously, the SEC found that applications for registered capital reduction
The webinar ‘Managing Climate-related Risks and Opportunities in Equity Analysis and Investment’ held on 23rd November 2023 was co-organized by the Securities and Exchange Commission (SEC), CFA
SEC Assistant Secretary-General Kumpol Sontanarat said that SEC has recently provided additional service for the capital market. The open data database contain 10-year historical records of fund
The SEC, at the meeting No. 11/2022 on 15 August 2023, resolved to approve the principles for revising the net capital rules* specifically on the use of subordinated liabilities in maintaining net