objectives. Guidelines 1. There should be an assessment of capability in establishment of a fund in accordance with the relevant laws and related notifications by examining the plan for establishment of the

which is suitable for their objectives. Guidelines 1. There should be an assessment of capability in establishment of a fund in accordance with the relevant laws and related notifications by examining the

notify the result of the application assessment within the time frame as follows: (1) in case of an application for an offer for sale of units of an ASEAN collective investment scheme to institutional

investment. Describe the characteristics of such risks as well as the causative circumstances and potential impacts thereof (display numerical assessment results, if possible), tendency or probability of

services relating to capital market products . Division 1 Compilation and assessment of client information _____________________________ Clause 30 An intermediary shall compile and assess a client ’s

- 5 - transaction is within the approval authorization of the Board of Directors, without requiring to report the information to the Stock Exchange of Thailand as well as arrange of the shareholders

and approval to acquire the entire business from SQL. In this regard, the executive directors or any person will be assigned to have an authorization for consideration, approval or any action which is

ผู้มีสิทธิเข้าถึง (Authorization) และความรับผิดชอบต่อผลของการกระท า (Accountability) และควรบันทึกอยู่ในรูปข้อมูลอิเล็กทรอนิกส์ในสื่ออิเล็กทรอนิกส์ที่มีความมั่นคงปลอดภัย นอกจากนี้ การส่งหนังสือนัดประชุม

). As a result, such transaction is within the approval authorization of the Board of Directors, without requiring to report the information to the Stock Exchange of Thailand as well as arrange of the

). As a result, such transaction is within the approval authorization of the Board of Directors, without .../7 - 7 - requiring to report the information to the Stock Exchange of Thailand as well as