2019 assessed the listed companies by using the 2018 public information. The Thai Institute of Directors Association is assigned by SEC, Thailand as a country CG expert and as a party to administer the
criteria. In the 2021 ACGS, the corporate disclosure from 2020 served as the basis for the assessment. The SEC Thailand assigned the Thai Institute of Directors the role of CG Expert and Domestic Ranking
consultant. Institutional investors should ensure that the third parties perform the assigned functions in accordance with the investment governance policy.2. The I Code comprises seven principles as follows
considerably higher trading commissions from frequent submission of orders and high volumes during the marketing campaign launched by Country Group Securities. For {C}, she was assigned to take care of this
investment consultant, assigned {B} to take care of the clients as well as make investment analysis and give investment advice. {A}'s action was deemed as breach of duty and failure to exercise due care, while
institutions pay a contribution to the Deposit Protection Agency at the rate of 0.1 percent of the average deposit of protected accounts, and to the Bank of Thailand as required by the law on improvement of
unlicensed DA business operators; otherwise, they will not be legally protected and will be at risk of being scammed, as well as facing money laundering risks. The list of licensed business operators is
operators, as they may not be protected by the governing laws and may fall victim to frauds and scams. The list of SEC licensed and approved business operators and personnel can be checked at www.sec.or.th
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
Businesses as well as foreign digital asset business operators because such engagements with unlicensed business operators are not legally protected and may be exposed to the risk of scams,” added Secretary