The Ministerial Regulation on Revenue Tax Exemption granting tax privileges to SSFs and the Notification of the Director-General of the Revenue Department providing detailed rules are published in

https://publish.sec.or.th/nrs/6736se.pdf Microsoft Word - Ref FPI.012.2018 Addition -09.05.2018.doc Shotr-term loan to related - 13.04 Total current assets 46.67 246.57 Property , plant and equipment

million baht, comparable to a securities company that safeguards client assets. Additionally, a funding portal acting as a bondholder representative is required to meet and maintain financial

paid-up registered capital of at least 25 million baht, comparable to a securities company that safeguards client assets. Additionally, a funding portal acting as a bondholder representative is

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

of 31 March 2018 , it is not required to comply with the Notification of the Stock Exchange of Thailand Re: Rules, Procedures and Disclosure of Acquisition and Disposition of Assets of Listed Companies

pipe 09/07/2021 17:06 Notification on the change a method of convening the Extraordinary General Meeting of Shareholders No.1/2021 (E-meeting) 13/05/2021 07:33 Capital Increase, Waiver from Mandatory

clients' assets.  In case of {A}, the SEC received a complaint filed by a client of KGI Securities (Thailand) Plc. which indicated that {A} had made unauthorized trading decision causing damage to the

or Other Assets for Management Company dated 9 September 1999; (3) Notification of the Office of the Securities and Exchange Commission No. SorNor. 33/2543 Re: Acts that may Create Conflict of Interest

Interest on Investment or Holding of Securities or Other Assets for Management Company dated 9 September 1999; (3) Notification of the Office of the Securities and Exchange Commission No. SorNor. 33/2543 Re