shareholders due to the mutual fund or NVDR issuers not exercising the voting right at the shareholders’ meeting. 1.5 Issuance of other securities 1.5.1 In the case where the Company issued convertible
such underlying securities. In addition, clarify the impacts on the voting rights of the shareholders due to the mutual fund or NVDR issuers not exercising the voting right at the shareholders’ meeting
intermediary has already complied with the requirements under this Notification. Chapter 2 Appointment or Assignment of Personnel in the Capital Market Business Clause 4 Personnel in the capital market business
Thailand: (1) being allowed to perform audit work under foreign law or rule; (2) being affiliated with an audit firm that has an audit quality control system and the required number of personnel; (3) meeting
securities companies, an officer of the Bank of Thailand or of the Office, except in cases where: (a) an appointment is made with the approval from the SEC for the purpose of assisting in the operation of a
TorKhor. 35/2553 Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds
Exchange Act 2535 100 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorKhor. 35/2553 Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units