indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries.  The acts of {A} and {B

1-22, 2010. She had submitted trading reports via electronic channels and mobile phone to the client who accepted the transactions. Such trading had resulted in a 73,400 baht loss for which {D} paid

suffer loss.Failure to give proper investment advices on generally accepted professional standards, guarantee returns from investment and failure to carry out order of the client were in violation of the

market auditor and determine a six-year period during which her applications for such approval will not be accepted. Since her previous approval had already expired on 4 August 2025, the SEC has set a

Accepted Accounting Principles (Thai GAAP). A) One-time loss on impairment assets on Goodwill of investment in TBSP regarding to Thai Generally Accepted Accounting Principles (Thai GAAP). B) One-time loss on

manager” means mutual fund manager and private fund manager; (6) “property fund manager” means a person who makes decisions to invest or dispose of real estate or leasehold right of property funds; (7

แจ้งมติที่ประชุมกรรมการบริษัท ครั้งที่ 7/2564 การได้มาซึ่งหุ้นของ DataOn Group และการเข้าทำรายการที่เกี่ยวโยงกัน การเพิ่มทุนให้กับ Private Placement และการกำหนดวันประชุม EGM ครั้งที่ 1/2565 (เพิ่มเติม

File As of Data Definition 1 Net Asset Value of Infrastructure Funds classify by Each Funds Quarter 2/2023   Click here to display all results [Private Funds] Number of Funds and Net Asset Value

According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the

services of intermediary , including any fund , unit holder and member of provident fund. “ fund ” means a mutual fund or a private fund. “ capital market products ” means any securities and derivatives