securities trading was made from the client and seeking benefits from client during performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the

with the capital market. Aiming to enhance supervision of property valuation profession to be in line with international standards and more suitable for current market environments, the proposed

Polaris Capital Public Company Limited Polaris Capital Public Company Limited (“POLAR”) has failed to submit the audited financial statements for the year 2016, the annual registration statement for

Mr. Suvit Pipatvilaikul Mr. Suvit Pipatvilaikul failed to report to the SEC Office the acquisition or disposal of Polaris Capital Public Company Limited (POLAR) shares held by his nominee within the

Mr. Khampol Viratepsuporn Mr. Khampol Viratepsuporn failed to report to the SEC Office the acquisition or disposal of Polaris Capital Public Company Limited (POLAR) shares held by his nominee

Merkle Capital Company Limited Between November 25, 2024 and January 20, 2025, Merkle Capital Company Limited (''Merkle''), a digital asset exchange, as a digital asset fund

prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the

Miss Pornpin Chivikrai During 26 September 2018 to 7 February 2019, Miss Pornpin Chivikrai failed to report her acquisition and disposition of Thai Capital Corporation Public Company Limited (“TCC

Saxo Capital Market Pte.,Ltd. Saxo Capital Market Pte.,Ltd. (Saxo) colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee

(4) the reviewed financial statements for Q2/2022 (5) the reviewed financial statements for Q3/2022 to the SEC within the specified period by the notification of the Capital Market Board. within the