, protect and improve corporate reputations. Additionally, an effective record-keeping system should be maintained to ensure that the information disclosed to the clients and the public is accurate.
unauthorized business undertakings by contacting the SEC Help Center at 0-2263-6000 or complain@sec.or.th. In case of agricultural futures trading, please view the information from the Office of Agricultural
ข้อมูลและคุณภาพข้อมูล จึงมีความสำคัญต่อผู้ถือหุ้นของบริษัท จากการศึกษาพฤติกรรมการเปิดเผยข้อมูลการตัดสินใจควบรวมกิจการสู่สาธารณชนซึ่งเป็นข้อมูลที่ไม่ใช่ข้อมูลทางการเงิน (non-financial information) ของบริษัท
for a number of asset management firms, we can provide information on return comparison and investment advice suitable for investors? profiles. Securities companies also serve investors with need to
clients ? dishonestly used the information regarding clients? trading orders he had accessed by virtue of his duty and ran a fraudulent scheme whereby the orders of UBS?s clients would match with those of
without any supporting information to persuade her client to purchase the shares. The client eventually purchased PAO shares and {D} shared the profit with {F}, {G}, and {H}.{F} and {G} bought some PAO
and Cooperation and the Exchange of Information (“MMOU”) (IOSCO MMOU”) ข้อ 3 เพื่อไม่ให้เป็นการเลี่ยงหลักเกณฑ์ว่าด้วยการเสนอขายโทเคนดิจิทัลต่อประชาชนใน
Understanding Concerning Consultation and Cooperation and the Exchange of Information (“MMOU”) (“IOSCO MMOU”) (ข) ประเทศอื่นนอกจาก (ก) ที่มีมาตรฐาน
information, together with close collaboration with the private sector, will be key to protecting investors without hindering the rapid pace of innovation in today’s context.In addition, the SEC Secretary
contact, the applicant shall submit information as well as documents and evidence as per the form and procedures as provided via the electronic system of the Office and shall pay the application fee for