where an applicant is a juristic person under Clause 3(1), the consideration of the qualifications regarding the registered capital shall comply with the following criteria: (1) having a minimum paid-up
(2003) . Clause 3 Maintenance of the net capital by a securities company shall be in accordance with the criteria as follows: (1) securities company shall maintain the net capital at the end of any
a securities company shall be in accordance with the criteria as follows: (1) securities company shall maintain the net capital at the end of any business day in the amount not less than fifteen
of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3
skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3. Maintenance of
following criteria unless a waiver has been obtained from the SEC Office: (a) any director who is an authorized signatory of the company, independent director, manager, or any person holding equivalent