in violation of Section 246 and Section 247 of the Securities and Exchange Act of 1992, in conjunction with Section 83 of the Penal Code. The three offenders refused to enter the criminal fining

(TSI), the Stock Exchange of Thailand, there was an incident of intentional dishonest act committed on December 11, 2014 when Atcmima took an exam for qualifying investment consultant under the name of

nationality, on account of operating securities business without license.? Several foreign investors informed the SEC that Mr. Malpass, who resided in Thailand, had solicited them to transfer their pension

Forum? project was initiated to serve as a platform for CEOs of listed companies, SEC executives and experts from both the public and the private sectors to meet and exchange their views. We also took

Park Thailand, and the College of Innovation, Thammasat University, on May 28, 2013.SEC Secretary-General Vorapol Socatiyanurak said the achievement was a result of the SEC?s ability to use technology

: SMEs Alternative Fundraising Instrument,? held today at the Stock Exchange of Thailand.     Apart from flexibility of fund size, maturity term and collateral option ? which incurs lower costs on issuers

Bangkok, October 31, 2012 - The SEC is seeking public comment on regulation on outsourcing in securities and derivatives businesses. The proposed regulation aims to standardize the supervision on

Bangkok, November 28, 2012 ? The Securities and Exchange Commission of Thailand ("SEC"), signed a Memorandum of Understanding ("MoU") with the Commission de Surveillance du Secteur Financier of

fund can invest in an infrastructure fund listed on the stock exchange not exceeding 15 percent of its net asset value (NAV); and not exceeding 25 percent of NAV for a fund offering investment units for

Bangkok, March 29, 2013 ? The SEC is seeking public comment on proposed rules on outsourcing in securities and derivatives businesses.  The proposed revision aims to facilitate and increase the