Bangkok, June 8, 2012 - The SEC publicly disclosed inappropriate behavior of three investment consultants, namely, {A}, {B}, and {C}, for not taping clients' securities and derivatives trading orders
Bangkok, June 8, 2012 ? The SEC has received enquiries about details and conditions of subordinated debentures no.1/2012 to be issued by PTT Exploration and Production Plc. from investors obtaining
Bangkok, June 30, 2011 - The Settlement Committee imposed a fine of B333,333 on Krit Pitimanaaree for aidding or abeeting to share price manipulation of Ascon Contruction Plc. (ASCON) during January
Bangkok, May 10, 2011 ? The SEC is inviting the investing public to visit SEC Investment Mart at Money Expo 2011 which will run from May 12 to 15. SEC highlights include the latest investment trends
Bangkok, May 20, 2011 - The SEC will issue five regulations on establishment and management of infrastructure fund which govern commitment between unitholders and asset management company, details of
Bangkok, July 18, 2011 - The SEC has directed Mandarin Hotel Plc. ("MANRIN"), Chiang Mai Ram Medical Business Plc. ("CMR"), Ramkhamhaeng Hospital Plc. ("RAM"), and Sikarin Plc. ("SKR") to rectify
Bangkok, February 15, 2011 ? The SEC has extended the submission date of the special audit report of Bliss-Tel Plc. (BLISS) until no later than February 28, 2011. Earlier, the SEC had ordered BLISS
Bangkok, February 3, 2011 - The SEC is seeking public comments to relax regulations on minimum IPO period and registration of assets in case of general mutual fund to facilitate more flexibility for
Bangkok, 11 October 2016 ? The SEC is seeking public comments on the proposed revision to the rules concerning intermediary reporting to support sufficient disclosure of information for the
Bangkok, September 26, 2011 ? Following last week trading, the Stock Exchange of Thailand (SET) and Thailand Futures Exchange Plc. (TFEX) today sharply plunged in the same direction as global markets