, they were posted on misconduct records and will be refused approval for capital market personnel status for 10 years in case of {A} and 5 years in case of {B}, as from June 18, 2011.  

calendar years. Hence, the Revenue Department requested the return of tax amount previously deducted plus fines. {A} admitted that she did not review the client's redemption of BLTF units and thus did not

beneficial to the case, the Court reduced the punishments according to Section 78 of the Penal Code. Accordingly, each jail term was reduced to five years and four months, making a total of 10 years and 8

SEC therefore revoked her approval status as capital market investment consultant and will not consider her application for approval as capital market personnel for the period of six years; as well as

Bangkok, October 6, 2014 ? The SEC revoked approval of  2 securities investment consultants for ten years; Thanjira Phonwattanakul (formerly named Natthareeya Kulpakawa), a consultant of Tisco Asset

Exchange Act B.E. 2535 (SEA) and the Derivatives Act B.E. 2546 (DA). Under Section 289 of the SEA, the said violation was subject to an imprisonment from 2-5 years or a fine from 200,000-500,000 baht or both

Following an inspection report from ttb Bank and the SEC’s further investigation, it was found that during the years 2015 – 2024 Sareerat acted in a manner that implied dishonesty and committed

.,Ltd. 5. Selling : Sale price 27,000 baht (0.10 baht/share) The reasons are Great One Food Products Co.,Ltd. has no trading activity for longer 10 years ago has total liabilities amount 158.4 million

years. The company has administrative expenses of THB 14.89 million, decrease of THB 18.48 million or 140.46% compared to the same period of the year earlier, because the company has improved the

from previous years. The company has administrative expenses of THB 7.35 million, decrease of THB 0.13 million or 1.82% compared to the same period of the year earlier, because the company has a policy