. In addition to having qualifications under Clause 5, the applicant shall not possess the prohibited characteristics as specified in the notification of the Securities and Exchange Commission governing
SEC Office may reject the application for approval under Part 2 or Part 3: (1) an applicant or an offer for sale of securities has the characteristics in compliance with the rules or conditions for
application for an offer for sale of units of a REIT shall be approved by the SEC Office upon compliance with the following rules: (1) general characteristics of the REIT: (a) the trust instrument or the draft
Structured Notes, except for the structured notes which have the following characteristics shall be under this notification; (a) the issuer of the structured notes has callable option the structured notes or
plans for the clients as well; (9) “ financial institution ” means a financial institution having any of the following characteristics: (a) a commercial bank under the law on financial institution
the clients as well; (9) “financial institution” means a financial institution having any of the following characteristics: (a) a commercial bank under the law on financial institution business 1 ; 1
and does not have any prohibited characteristics under Section 24 and the notification of the Securities and Exchange Commission or the notification of the Capital Market Supervisory Board concerning
qualifications and does not have any prohibited characteristics under Section 24 and the notification of the Securities and Exchange Commission or the notification of the Capital Market Supervisory Board