, and Patra agreed to enter the settlement procedure. The Settlement Committee, therefore, imposed a fine of B5,363,120.64, B1,296,010.44, B3,723,416.40 and B333,333.33 on the four of them, respectively.

14 October 2009. Chalerm?s manipulative arrangements were systematically planned and intended to conceal the facts from the clients, which was harmful to multiple clients and caused them great damages

them to withdraw cash placed as collateral in their derivatives trading accounts and transferred it to the ATS account in the amount claimed to be obliged for the said fictitious transactions. Chalerm

Section 83 of the Penal Code. Both persons, however, failed to pay the fines. The SEC therefore filed the criminal complaint against them with the DSI for further criminal proceedings. Also named in the

with complex instruments before selling them such instrument? said SEC Secretary-General Thirachai Phuvanatnaranubala. --------------------------------------------*On a daily basis, LBDU licensees must

procedure or failed to pay fines as ordered by the Settlement Committee, the SEC therefore filed criminal complaint against them with the DSI for further legal proceedings.During the legal proceedings, {A} is

learn of financial planning, which will enable them to achieve their live goal and financial stability.Vorapol Socatiyanurak, SEC Secretary-General, said the SEC launched ?FL in Workplace? to promote

-corruption practices and thus encourage them to participate in creating anti-corruption culture and become a role model for Thai private sector.In addition, the SEC and Thai Institute of Directors (IOD) will

serve the public needs, such as convenient stores, modern trades.  The initiatives would help raise public awareness and understanding in savings and investments and enable them to access the products

the rectified financial statements which have been audited by the auditor and disclose them to the public within November 8, 2010. This action follows NIPPON special audit report which reveals that the