the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public Company Limited (UKEM
unknown person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public
to report to the SEC Office the acquisition of NPP securities and NPP warrant (NPP-W1) which caused his aggregate holding of NPP shares or NPP-W1 reached or passed five percent of the total number of
and the changes to such holdings (Form 59-2) within March 11 and March 18 2020. In cause of ADELFOS COMPANY LIMITED, the company in which Mr. Thapana , holds more than 30% of shares and has the highest
and the changes to such holdings (Form 59-2) within March 11 and March 18 2020. In cause of ADELFOS COMPANY LIMITED, the company in which Mr. Pranote , holds more than 30% of shares and has the highest
CPT Holding Co., Ltd. CPT Holding Co., Ltd. (“CPT Holding”) and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market
Saishin Energy LLC. Saishin Energy LLC. and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market Supervisory Board by
Real DC Co., Ltd. Real DC Co., Ltd. and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market Supervisory Board by
Sunrise Equity Company Limited Sunrise Equity Company Limited (“Sunrise”) failed to comply with the regulations as specified by the Capital Market Supervisory Board by acquiring ordinary shares of
Public Company Limited (“MSC”) by placing trading orders or trading MSC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and