Co., Ltd. and subsidiary companies provide full property development services focusing on the quality of life of the residents with the implementation of “Vibrant Community” strategy, corporate social
Currently, investors are usually required to provide a lot of information each time they request services from an intermediary and must repeat the process via different forms when using services of
custody without the objective of custodial service business as in the case of DA issuers who provide custody of self-issued DA to their clients. The SEC therefore views it is appropriate to revise the
Bangkok, October 30, 2012 ? The SEC requires advertisement on marketing campaign for selling mutual fund investment units clearly provide the fund?s information and avoid giving too much information
notifies such decline of renewal, and shall deliver the fund’s assets and documents related to the operation of fund supervisor to the new fund supervisor appointed by the management company prior to the
date after the Office notifies such decline of renewal, and shall deliver the fund’s assets and documents related to the operation of fund supervisor 10 This is added by the Notification No. OrNor. 4
company. Clause 7. A securities company shall separate front office units and personnel from its back office, and must provide a system of check and balance among personnel of such units. By at least not
make decision in securities dealing for the securities company. Clause 7. A securities company shall separate front office units and personnel from its back office, and must provide a system of check and