Bangkok, July 31, 2014 ? The SEC ordered Richy Place 2002 Plc. (RICHY) to amend information in the registration statement concerning comparison of P/E ratios of the company and the industry to be

revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and

Chinese wall to prevent conflicts of interest among their business units must be in place.  The relaxation will also extend to the commercial banks? subsidiaries.  With regard to an application for

among their business units or sufficient check and balance systems must be in place. This is to ensure that REIT trustee will perform duty for the utmost benefits of REITs and REIT unitholders. In this

investment products to win exclusive SEC corporate prizes.  The SET in the City 2015 will take place during November 19-22 at Royal Paragon Hall, 5th Floor, Siam Paragon. 

the aforesaid revisions took place in November last year.The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website or

, underwriters must put in place an effective conflicts of interest prevention system. This aims at facilitating under the current circumstances.Meanwhile, the SEC supported investors to have adequate and ongoing

accurate information was in place to ensure the status of qualified customers as high net worth investors. On May 30, 2025, the Criminal Fining Committee issued special order no. 2/2025 imposing a fine on FL

, businesses and payment have shifted into the digital realm. Meanwhile, cyber threats have become more sophisticated, as seen from their application of state- of-the-art technologies. Against this backdrop

allowed to endorse or guarantee transactions of NRs, which may result in commercial banks being obliged to pay Thai Baht to a third party on behalf of NRs, without needing to place a back-to-back standby