clients' securities trading orders. She then admitted that the clients' trading orders had been received via mobile phone and via blackberry messenger. In this regard, the aforesaid actions are in violation
to buy securities for her friend, who was in the process of opening a securities trading account, through assistance of one of her clients. After the trading account was opened, her friend asked for
quarter of 2017, customers were unable to install due to heavy rain and flooding. Delayed delivery and installation resulted in Q3 2017 performance as follows; - Decreased on sales from Baht 305.90M in
External Customers 465.37 591.03 -125.67 -21.26% Total Revenue 467.03 594.71 -127.69 -21.47% Net Profit for the Period 17.50 156.58 -139.08 -88.82% 2. Importing and Selling of Cutting Tools unit: THB million
Customers 108.02 120.67 -12.65 -10.48% Net Profit for the Period 11.45 5.04 6.41 127.15% 2. Importing and Selling of Cutting Tools unit: THB million 2020 2019 Change (THB million) Change (%) Revenue from
. In particular, the account opening and KYC system is inadequate, resulting in the company’s failure to know its clients and verify the true identity of the clients or beneficial owners. These
, 2016.In the case of Panita, she committed wrongful acts against clients? assets by using the client?s trading account to trade securities for her own personal gains or others? and making investment
Bangkok, July 8, 2015 ? The SEC suspended three investment consultants for making trading decisions on the clients? behalf. Those investment consultants were Ashiya Ashiyakul, a former capital market
Bangkok, July 8, 2015 - The SEC suspended three investment consultants for making trading decisions on the clients' behalf. Those investment consultants were {A}, a former capital market investment
the Small Power Producer (SPP) scheme, and reliable cash flows from long-term power purchase agreements (PPAs) with the Electricity Generating Authority of Thailand (EGAT) and reputable clients. (Please