prepare and submit the result of the bond sale report to the SEC office within the period specified in the notification of the office of the Securities and Exchange Commission resulted from the instruction

submitted through the transmission system of the SEC office on March 9, 2023. SEC Act S.56(4) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 31/2024 Dated 13/05/2024

SEC Office on 26 October 2022 SEC Act S.81 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 35/2024 Dated 13/05/2024

Q1/2023 through the transmission system of the SEC office within the period specified in the notification which is within May 15, 2023. However, NEP submitted the MD&A for Q1/2023 to the SEC office

”) through the transmission system of the SEC office within February 28, 2023. However, KKC submitted the MD&A to the SEC office on March 2, 2023. later than the period specified in the notification of the

filed the report (Form 59-2) to the SEC Office on July 15 and 26, 2024 SEC Act S.59 Settlement Committee Meeting No. 6/2024 Settlement Committee Order No. 64/2024 Dated 27/08/2024

COL securities via his nominee's securities account but failed to prepare and disclose report on changing in his holding (Form 59-2) to the SEC Office within the period specified in the

Satochi Company Limited Satochi Company Limited ("Satochi"), a digital asset broker, is obligate to submit a request for approval of major shareholder to the SEC office within the period

SEC office on March 12, 2024 later than the period specified in the notification DAB Act S.30 Settlement Committee Meeting No. 10/2024 Settlement Committee Order No. 16/2024 Dated 19/12/2024

the SET and the SEC Office on May 30, 2016. SEC Act S.56 and 199 Settlement Committee Meeting No. 2/2017 Settlement Committee Order No. 16/2017 Dated 21/02/2017