revise the client asset and transaction reports for business operators, requiring detailed data broken down by each individual client and each security. Business operators would be required to submit
Association at least seven days prior to the initial closing date of the bondholder register; (2) revising the required collateral coverage ratio in the categories of common shares of TPC Power Holding
would be required to ensure that investors who are not legal entities classified as institutional investors, ultra-high-net-worth investors or high-net-worth investors take a knowledge test before
) consider the adequacy and appropriateness of asset impairment in the separate financial statements. NRF is also required to rectify the financial statements for the year 2024 and the first quarter of 2025
(mai). They are also not required to apply for the SEC’s approval. Therefore, the regulations on application for approval for issuing and offering debt securities of listed companies on LiVEx should
according to the terms and conditions. In this regard, the SEC has issued guidelines for the duties of the representative of the bondholders whereby the representative is required to analyze the
annual registration statement of the fund.In addition, asset management companies and trust managers are required to disclose the latest asset appraisal report and appraisal review report within 30
Pursuant to the existing regulations that have been effective since 2004, listed companies are required to pay an annual fee for submission of the annual registration statement to the SEC. In this
required to disclose information of the fund with material information equivalent to that disclosed by Thai funds to their unitholders. Also, the Hong Kong fund must prepare the factsheet in the format
year from the effective date of the Guidelines, to allow the subscribers appropriate time to develop NDID-compatible systems, as required. The amendments would also streamline the ID card dip chip