financial IT regulations; (4) Determine additional requirements and guidelines for IT quality and IT service management such as IT project management and capacity management; (5) Enhance cybersecurity
Earlier, the SEC issued regulations on establishment and management of high-yield bond funds, which have been effective since 1 August 2021. The regulations aim to provide bridge financing for high
Supervisory Board No. Tor Nor. 42/2564 Re: Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the
?FILESEQUENCE=2&FUNDNAME=BCAP-CTECH&FUNDCOMPRUNCODE=MF05042563&REPORTID=59&PERIOD=2021-01-22 ่(ภาษาองักฤษ) : Bangkok Capital Asset Management Company Limited 191 Silom Complex Off.Bldg., 24/F Room No.A-C, Silom
, the securities company shall notify the SEC Office in writing of such change of position or power of management of the said person in accordance with the form and procedure provided on the website of
e-service Online Submission See canceled document Business Operation Rules >> Business Continuity Management (BCM) Type Title Section See Document Status Notified Date Effective Date 1. Notification
e-service Online Submission See canceled document Business Operation Rules >> Business Continuity Management (BCM) Type Title Section See Document Status Notified Date Effective Date 1. Notification
e-service Online Submission See canceled document Business Operation Rules >> Business Continuity Management (BCM) Type Title Section See Document Status Notified Date Effective Date 1. Notification
e-service Online Submission See canceled document Derivatives Agent >> Business Continuity Management (BCM) Type Title Section See Document Status Notified Date Effective Date 1. Notification of the
Government Gazette since 1 December 2023, officially allowing asset management companies to launch the fund right away. Initially, the SEC has received 22 applications for Thailand ESG Funds establishment