” means the persons who have a relationship in one or more of the following manners: (1) the spouse and a minor child; (2) a juristic person and a shareholder or a partner of the juristic person which holds
management on the last business day of each month; (b) in the case where a mutual fund management licensee invests in or holds investment units of other funds under its management as an asset of the mutual
year, calculated from the average of the total net asset value under management on the last business day of each month; (b) in the case where a mutual fund management licensee invests in or holds
the currency in which any amount payable on the debt securities. In case the payments on the debt securities are payable in two or more currencies, indicate whether any person holds an option to
). However, such exemption shall apply to only one applicant for each management company and shall be terminated once such person no longer performs such duty or holds such position. Clause 4. Any applicant
company and shall be terminated once such person no longer performs such duty or holds such position. Clause 4. Any applicant seeking an approval to act as a mutual fund manager shall not possess any of the
such company; (11) “major shareholder” means any shareholder or beneficial owner of shares who holds more than ten percent of the total number of shares with voting right of the applicant. For the
percent of total number of shares with voting right of such company; (11) “major shareholder” means any shareholder or beneficial owner of shares who holds more than ten percent of the total number of