business operator to clarify to investors with complete and correct information, or determine that any further advertisements or sales promotions proposed by the business operator will be required to obtain
services and investment choices will be available to serve investors? risk appetite. Also, the investors will have wider opportunities to obtain a wide-range investment advice from independent business
information thoroughly and exercise their rights to protect their own benefits. In addition, they should seek further clarifications from the company?s directors and executives to obtain adequate information
ASEAN capital markets.? The foreign CRAs allowed to provide voluntary rating, though not required to obtain the investment advisory license, must meet the following criteria: -?operating credit rating
bondholders’ representatives to obtain comprehensive information before making a voting decision at the bondholders’ e-meeting. Remark: (1) Daol Securities (Thailand) Public Company Limited serves as the
information and exercise their rights to protect their own interests. They should also make necessary inquiries to the bondholders’ representative to obtain comprehensive information before making a voting
Managing Director-Finance and Accounting of POWER, to dishonestly violate his duties and act to obtain unlawful gains for himself and/or other persons by permitting the company to pay 45 million baht deposit
sales, IT system development and internal control improvement of subsidiaries. Other Transaction In 2019, there were Baht 8.6 Million and Baht 14.9 Million from revenues and expenses from new office
, internal control and follow up measures to ensure effective implementation. Clause 4. Beside the qualifications prescribed under Clause 3, an applicant for derivatives business operator registration under