clients' assets.  In case of {A}, the SEC received a complaint filed by a client of KGI Securities (Thailand) Plc. which indicated that {A} had made unauthorized trading decision causing damage to the

benefit.Following a report of Bualuang Securities Plc., on {A} case the SEC probed into the case and found that he used computer with Bualuang Securities' IP Address to submit the trading orders via client's internet

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on Mr. Pakorn Mongkoltada* in the case of purchasing AQUA shares while being a person who knew or possessed inside

judgement of the Civil Court by ordering the defendant, Mr. Suphanan Rittiphairoj, to pay the total amount of 31,926,822.72 baht plus the annual interest rate of 7.5 percent – starting from the case filing

Exchange Act B.E. 2535 (1992) (SEA), as the case may be. This case is in the process of inquiry by the special case inquiry official. SEC Act S.312 315 Criminal Complaint Filed with an Inquiry

Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. This case is in the process of inquiry by the special case inquiry official. SEC Act S.312 315 Criminal Complaint Filed with an

Exchange Act B.E. 2535 (1992) (SEA), as the case may be. This case is in the process of inquiry by the special case inquiry official. SEC Act S.312 315 Criminal Complaint Filed with an Inquiry

Exchange Act B.E. 2535 (1992) (SEA), as the case may be. This case is in the process of inquiry by the special case inquiry official. SEC Act S.312 315 Criminal Complaint Filed with an Inquiry

Exchange Act B.E. 2535 (1992) (SEA), as the case may be. This case is in the process of inquiry by the special case inquiry official. SEC Act S.312 315 Criminal Complaint Filed with an Inquiry

dishonestly and seeking wrongful gains, which caused damage to IEC, in the case where IEC did not exercise the right to purchase shares of Kokcharoen Green Energy Company Limited (KE) at the amount of 45