granted to the intermediary when [i] the qualifications as specified in Clause 7 has been met by the intermediary as of the opening date of such branch office and [ii] the intermediary has already notified
Thor. 70/2561 Re: Rules on Personnel in the Capital Market Business (No.10) dated 24 October 2018 (effective on 1 January 2019). 10 performing duty under Clause 4(1) (2) or (3) and granted a waiver by
following events occur, the Office’s approval for the establishment and management of the mutual fund shall cease accordingly, unless there is an appropriate reason and a waiver is granted by the Office: (1
and a waiver is granted by the Office: (1) The value of outstanding investment units is insufficient to accommodate the expenses for further investment management; (2) The nature of the sale of
following events occur, the Office’s approval for the establishment and management of the mutual fund shall cease accordingly, unless there is an appropriate reason and a waiver is granted by the Office: (1
interest and tax decreased by Baht 93.98 million whereas corporate tax decreased by 25.89 million from the lower operating profit together with tax exemption of a subsidiary as granted by the Board of
Estate Public Company Limited Management Discussion and Analysis 2Q20 With respect to commercial business, special reduction granted to tenants impacted by COVID-19 is expected to reduce thanks to revival
) certifying that if the auditor of such audit firm is granted an approval from the SEC Office, the audit firm shall monitor and improve the audit quality control system in compliance with the standards
era to aid our customers in their business operations. In the third quarter of 2019, KBank granted support to customers in food and beverages, real estate and leasing businesses through their issuance
, or the SEC Office has granted a waiver to any necessary and appropriate cause, the offeror will no longer be required to have such person affix his/her signature in the Registration Statement and the