and its shareholders. Given these uncertainties, the SEC views that this case could affect the interests of securities holders or the investment decision making of investors. Therefore, by virtue of
. In the fourth quarter of 2023, there were 21 participants given recognition and awarded certificates for their contribution to the promotion of financial knowledge and investment skills of investors
, in any forms or through any communication channels, is given to Thai investors; 3. Revising the required qualifications and assignment period of foreign personnel to ensure that the advisory services
awareness in this matter and drive the project “Spot the Scammers, Be Cautious Before Investing” towards successful outcomes.”As the SEC’s priority is given to deterrence of investment frauds and scams, the
while knowing or possessing the inside information given by Kitti was deemed a violation of Section 242(1) and liable to the penalties under Section 296 and Section 296/2 of the SEA. The Civil Sanction
penalties under Section 296 of the said Act. In the case of Sasipas, she sold STEC shares while knowing or possessing the inside information given by Woraphant, which was an offense under Section 242(1) in
to have a variety of investment options and risk diversification appropriate for their investment objectives. For investment made via Thai business operators, investors will be given advices on foreign
, Chairman, Thai Institute of Directors.In addition, awards were given to the top 50 listed companies with the highest ASEAN CG Scorecard scores. All of which have passed the validation process by KPMG, an
competition. Additional weight would be given to persons with knowledge and experiences related to SET businesses, securities business or financial business. Moreover, it would be taken into consideration
services to keep pace with the changing market landscape. Given such conditions, revisions and modifications of the Securities and Exchange Act B.E. 2535 (1992) were proposed to amend certain provisions