Securities Borrowing and Lending (Principal and Agent) (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company Name Website ASPS ASIA PLUS SECURITIES CO.,LTD. http://www.asiaplus.co.th BLS
representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond Market Association, to be investment consultant for providing consultation on debt securities for
strengthen customer perception towards KBank as an “Embedded Trust” agent, offer products and services “Beyond Banking” and stay relevant to “Everyone, Every Day, Every Way and Everywhere” in order to deliver
) 6 . . . . . . (7) . . . (8) (9) (10) (11) Foreign Institutional Investor (FII) P a g e 45 | ( ) KTFFE86 86 Krung Thai Fixed Income FIF Enhanced86 Not for Retail Investors (12) (Tax Agent Fee) (13) Sub
จากที่ก าหนดให้แสดงไว้ในรายการที่ 1.1.1 – 1.1.2 เช่น รายได้จากการเป็นตัวแทนในการรับซื้อหลักทรัพย์ (Tender offer agent) เป็นต้น ทั้งนี้ ไม่รวมถึง ค่านายหน้าหรือผลตอบแทนจากการเป็นตัวแทนเพื่อซื้อขายหรือแลก
which are a selling agent; (b) the fee for selling and accepting redemption of investment units withheld by other securities companies which are a selling agent. Clause 11 A private fund management
of investment units paid to other securities companies which are a selling agent; (b) the fee for selling and accepting redemption of investment units withheld by other securities companies which are a
derivatives agent” means the person who contacts, solicits or gives advices regarding trading in derivatives or analysis of value or properness of trading in derivatives products or underlying products for
licensed from the SEC. (5) “derivatives regulatory association” means association approved by the SEC to be derivatives regulatory association. (6) 1 “customer contact person for derivatives agent” means the
licensed from the SEC. (5) “derivatives regulatory association” means association approved by the SEC to be derivatives regulatory association. (6)1 “customer contact person for derivatives agent” means the