requirements set out in Form 59. However, Miss Yeap Xin RHU failed to prepare and disclose the required reports within the timeframe specified by the SEC’s notification. SEC Act S.59 Settlement Committee
Capital Market Supervisory Board, resulting in two counts of violation. Later, Mrs. Teo Lee Ngo submitted the required report (Form 59) to the SEC Office on 6 August 2025. SEC Act S.59 Settlement
;EA"). His duty was to oversee and ensure that EA’s offering for sale of securities complied with the law. However, Mr. Amorn failed to issue instructions or perform the necessary duties required
responsible for the operation of Gulf Binance. He fails to perform the required duties of his position resulted in the offence committed by Gulf Binance concerning the case that Gulf Binance failed to comply
operation of Z.COMEX. He fails to perform the required duties of his position resulted in the offence committed by Z.COMEX concerning the case that Z.COMEX failed to comply with the rules, conditions and
operation of INVX. She fails to perform the required duties of his position resulted in the offence committed by INVX concerning the case that INVX failed to comply with the rules, conditions and procedures
Supervisory Board. This liability arises from her failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in JCT’s delayed submission of the report
operation of Coindee. His failure to perform the required duty of his position resulted in the offence committed by Coindee concerning the case that Coindee failed to submit a written notice regarding the
failing to have a sufficient and effective system for executing securities transactions for the mutual fund, resulted of an act or failure to act which is a dulty required to be performed. SEC Act S
percent thresholds of the total voting rights of the businesses, as the case may be, without complying with the required rules, conditions, and procedures. Specifically, Sunrise submitted the report of the