}, it was found that she had signed on unit purchase orders without communicating or giving advice to the client for whom {B} had given information and advice. {C} was working at the branch where {B} was
) Shares of Mida-Medalist Entertainment Plc. ("MME") during May 2010; (11) Warrants of Mida-Medalist Entertainment Plc. ("MME-W1") during May 2010; and (12) Shares of Lighting & Equipment Plc. ("L&E
(3) Receipt of application submitted via post after business hour or on holidays, such submission should be deemed received in the next working day, provided that date and time of receiving shall be
2017 Based on the consolidated financial statements audited by the auditor of Wave Entertainment Public Company Limited, the results for 2017 were as follows: Operating Results In 2017, the Group had
look for relaxation. It features a wide selection of shops, restaurants and entertainment complex to accommodate various family activities. Connection to the Floresta building is made through an
within the same working day the cause of amendment found and must record the reason for each amendment. Clause 14. A securities company shall provide an inspection of the client’s assets under its custody
securities company shall keep accurate and up-to-date record of the client’s asset account. In case of amendment of the record, the securities company shall complete the amendment within the same working day
1 (-Translation-) Ref. No. IRS.025/2019 October 31, 2019 Subject Acquisition of Shares in Hello Bangkok LED Co, Ltd., which is an Assets Acquisition Transaction of the Company, Issuance and Offering of the Newly Issued Ordinary Shares of the Company through a Private Placement which is a Connected Transaction, Capital Reduction, Capital Increase, Entering into the Right to Sell Advertising Media Agreement which is a Connected Transaction, Appointment of the Independent Financial Advisor and Call...