with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention

authorization from his client and made SBL trading decisions for the client when there was profit or risk with the client's account. He then informed his client via telephone with regard to the profit and loss on

and ethic as well as deny any clients? authorization to trade securities or derivatives on their behalves."

member jurisdiction to offer CIS constituted and authorised in that jurisdiction ("ASEAN CIS") to retail investors in other member jurisdictions under a streamlined authorization process. The signatories

independent financial advisor and the Board of Directors of the Company resolved to approve the authorization of the Executive Committee of the Company to consider nominating the independent financial advisors

cause of change as follow: 1. Sales Revenue decreased by 139.64 million baht or 7.49% from 1,863.61 million baht in 2018 to 1,723.97 million baht in 2019 due to sales volume decrease, from strong

strong appreciation of THB/USD, which strengthened from the average rate of Baht 34.2863/USD in Q2-17 to Baht 31.9468/USD in the same period this year. Sales revenues of this quarter amounted to Baht

regulators and regulated entities to foster a strong compliance culture, reinforcing trust and confidence in global capital markets. The event took place on 22 October 2024, in New York, USA.In the picture

youngsters’ knowledge on savings and financial disciplines and cultivate a personal finance ability as a life skill, starting from young ages to grow a strong saving habit in adulthood.

that unnecessarily hinder fundraising efforts. The meeting concluded with a consensus that strong and genuine cooperation from all stakeholders—both public and private sectors—is crucial to effectively