Intermediaries (No. 2) dated 3 June 2014, the SEC Office hereby issues the following regulations: Clause 1 The provision in this Notification is prescribed in details of appointing an independent director as
Notification of Capital Market Supervisory Board Tor Thor. 1/2560 Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency 17/01/2017 16/02/2017 2
SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the
any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Securities and Exchange Commission No
Commission Remark: The rationale for issuing this Notification is that the Securities and Exchange Act (No. 4) B.E. 2551 (1992) specifies that the issuance of regulations governing provision of services as
Supervisory Board hereby issues the following regulations: Clause 1. Provision in the second paragraph of Clause 11 of Notification of the Capital Market Supervisory Board No. TorNor. 76/2552 Re: Rules
regulations: Clause 1. The following provision shall be added as Clause 8/2 of the Notification of the Office of the Securities and Exchange Commission No. SorBor. 28/2547 Re: Determination of Fees for Filing
Exchange Commission. Clause 2. The following provision shall be added as the second paragraph of Clause 44 of the Notification of the Office of the Securities and Exchange Commission, No. SorNor. 28/2549 Re
the Securities and Exchange Commission. Clause 2. The following provision shall be added as the second paragraph of Clause 44 of the Notification of the Office of the Securities and Exchange Commission