follows: (1) Notification of the Securities and Exchange Commission No. Kor Thor. 25/2567 Re: Rules, Conditions and Procedures for Providing Services by Digital Asset Business
Exchange Commission) Form 133-2 Report on the Commencement Date or Temination Date of Performance of Duty as Private Fund Manager 50. Report/Form (Notification of Securities and Exchange Commission) Form
Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010) 01/02/2010 01/02/2010 12. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548
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Market Supervisory Board No. Tor Thor. 30/2559 Re: Rules for Operation of Derivatives Exchange By virtue of Section 55 and Section 73 of the Derivatives Act B.E. 2546 (2003), the Capital Market Supervisory
reference. Notification of the Securities and Exchange Commission No. Kor Yor. 51/2547 Re: Determining Proportion of Directors of Derivatives Exchange and Prohibited Characteristics of Directors of
) Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 10/2567 Re: Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct (No. 7), dated 22 April
Section 103 PAGE 2 Securities and Exchange Act B.E. 2535 Section 103. No securities company shall appoint or allow any person with any of the following prohibited characteristics to be or to perform