_____________________________________________________________________ I/We have duly examined the information contained in this application form hereto and declare that to the best of our knowledge and belief all information given in this application form and the

resource that enhances Thai listed companies' knowledge and understanding of the SDGs, enabling them to incorporate the principles into business operations effectively, facilitating their information

activities in the capital market. They harm the public and investors. Over the years, we have consistently promoted public awareness and knowledge on investment scams to help the public build a self-protection

employees without their knowledge, issued deposit passbooks to receive money from the sale of investment units on clients’ behalf, and had redeemed clients’ investment units in a total of 9 million baht. He

mention reputation, trustworthiness and pride of the nation. Together we must share responsibility to fight corruption, using our individual and group knowledge and capabilities.?  # # #  

:      (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their financial position and investment knowledge. In addition, the company failed to take sufficient measures

financial position and investment knowledge. In addition, the company failed to take sufficient measures to identify the clients and the true beneficiaries and did not reconsider appropriate credit lines for

investments on the basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient

basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information

prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information disclosure to investors. It is thus