include the following procedures: (1) gathering of evidence considered necessary for fact proving; (2) admission of evidence, explanation or opinion of the SEC Office, an alleged person or a witness or
and monitoring measures and activate an incident response team to combat the spread of the virus. They include: 1.1 Implement preventive measures 9 Recommend employees to avoid traveling between
include therein excessive transactions (churning) in the following manners: (1) refrain from soliciting or encouraging clients to enter into transactions more often than necessary; (2) refrain from entering
prescribing a policy for prevention and management of conflicts of interest in accordance with Clause 17 of the Notification on Standard Conduct of Business , an intermediary shall include therein excessive
January Subject To : Enclosu The Bo “Compa resoluti 1. A C 1 1 E 2. A r y 16, 2018 t : Notificat of New D Director an The Stock E ures : 1. Fo A 2. In (a oard of Dire any”) No. 1 ions as follo Acknowledg Committee a 1.1 Ms.Pi 1.2 Mr.Su Effective fro Approved t replace the 2.1 Ms. Comm 2.2 Mr. S tion on the Directors, a nd Manager Exchange o orm for Re Audit Comm nformation M amended No ectors’ meet 1/2018 (the ows, ged the resi as follows: ichitra Mah umate Sang om January the appointm resig...
January Subject To : Enclosu The Bo “Compa resoluti 1. A C 1 1 E 2. A r y 16, 2018 t : Notificat of New D Director an The Stock E ures : 1. Fo A 2. In (a oard of Dire any”) No. 1 ions as follo Acknowledg Committee a 1.1 Ms.Pi 1.2 Mr.Su Effective fro Approved t replace the 2.1 Ms. Comm 2.2 Mr. S tion on the Directors, a nd Manager Exchange o orm for Re Audit Comm nformation M amended No ectors’ meet 1/2018 (the ows, ged the resi as follows: ichitra Mah umate Sang om January the appointm resig...
January Subject To : Enclosu The Bo “Compa resoluti 1. A C 1 1 E 2. A r y 16, 2018 t : Notificat of New D Director an The Stock E ures : 1. Fo A 2. In (a oard of Dire any”) No. 1 ions as follo Acknowledg Committee a 1.1 Ms.Pi 1.2 Mr.Su Effective fro Approved t replace the 2.1 Ms. Comm 2.2 Mr. S tion on the Directors, a nd Manager Exchange o orm for Re Audit Comm nformation M amended No ectors’ meet 1/2018 (the ows, ged the resi as follows: ichitra Mah umate Sang om January the appointm resig...
supervision of personal loan business to include car title loan, to allow grassroots-level consumers improved access to loan at a reasonable cost and ensure fair conditions for them. Revise criteria to allow
: Million Baht) QoQ YoY Net Profit for the Company 942 1,145 1,580 38% 68% Re-Add: Amortization of assets acquired from the acquisition of GLOW n/a 384 368 (4%) n/a Adjusted Net Income 942 1,529 1,948 27% 107
of Baht 362 million from related technology business, which is increased by Baht 79 million or 28% compared to the revenue of the prior year. It results from turkey project to improve and add CCTV with