the flexibility of infrastructure with cloud technology, bolstering the cyber resilience abilities, and promoting cybersecurity and data protection awareness to all stakeholders in the capital market
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
Department of Labor Protection and Welfare (DLPW) (3) Representative from the United Nations Development Program in Thailand (UNDP) (4) Director of Thailand Responsible Business Network (TRBN) (5
analyzed and put into good use by SEC to ensure that customer received the appropriate level of protection. The amendment of this regulation is part of SEC’s Regulatory Guillotine* project. The objective
the execution of electronic transactions which would be deemed as fully legitimate as normal transactions, for example, transactions related to businesses under the SEC supervision, subscription
investment management companies while achieving the appropriate right balance between regulatory flexibility and investor protection. At the same time, investors are offered money market funds as an
some of its regulations for offers via private placement to related parties or investors who can look after themselves. The offers will be permitted as public offerings, with an exemption of duties for
SEC Secretary-General Rapee Sucharitkul stated that SEC has issued notifications related to the offering of digital token through ICO process and the the approval of ICO portal under the Royal
The SEC has amended the regulations related to SME fundraising via private placement or PP-SME* to further promote financing of the private sector. In this regard, limited companies whose size is
business operators. This is because such unlicensed activities do not come with legal protection, and the investing public is exposed to the risk of falling victim to scams. It should be noted that all