sanction.  If any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public attorney to file a lawsuit with the Civil Court

attorney to file a lawsuit with the Civil Court. The objectives of the lawsuit are to (1) impose the highest civil penalty as allowed by law, (2) impose a compensation for the benefits received from the

of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public attorney to file a lawsuit with the Civil Court to impose a

fees would not be required. Nevertheless, to be qualified, SMEs and startups must meet specific requirements, such as:             1.  File the registration statement to disclose company information

. In case any person fails to give a consent to the civil sanction, the SEC will forward the matter for the public attorney to file a lawsuit in the Civil Court in due course. Apart from the civil

against money laundering. Existing operators which have been undertaking digital asset businesses prior to the effective date of the Royal Decree and wish to continue their business operation must file an

effective date of the Royal Decree and wish to continue their business operation must file an application with the SEC Office within 90 days (or by 14 August 2018). In such case, the business can continue

prosecutor to file a lawsuit against Mr. Suphanan in the Civil Court to press for civil sanctions with the highest legal penalty. Mr. Suphanan is ordered to pay a civil fine and the benefits of his

, the SEC shall file a criminal complaint against him or her with the DSI in due course.  ------------------------------- For more information on the other four offenders in the UMI case, please read

solicitation when in fact the public company did not even file an application for share offering, thus never listed on the SET as previously claimed. The clients suffered damage as a result.   The misconducts of