(7,514) (0.7) Goodwill 3,066,035 3,066,035 0 0.0 Deferred tax assets 1,610,826 1,846,295 (235,469) (12.8) Accounts receivable from clearing house and broker - dealers 415,474 4,056,938 (3,641,464) (89.8
clearing house and broker - dealers 415,474 4,056,938 (3,641,464) (89.8) Securities and derivative business receivables 9,133,751 4,620,082 4,513,669 97.7 Other assets, net 8,276,795 4,416,176 3,860,619 87.4
%) (4.6 %) Gross Margin 432.7 30.5 % 371.3 26.5 % 16.5 % Distribution Costs (212.5) (15.0 %) (236.8) (16.9 %) (10.3 %) Administrative Expenses (120.5) (8.5 %) (101.9) (7.3 %) 18.3 % Profit before Income Tax
%) (937.5) (72.0 %) (21.6 %) Gross Margin 277.0 27.4 % 364.5 28.0 % (24.0 %) Distribution Costs (99.7) (9.9 %) (197.2) (15.1 %) (49.5 %) Administrative Expenses (69.5) (6.9 %) (63.2) (4.9 %) 10.0 % Profit
“derivatives broker” means a person licensed to undertake derivative business in the category of derivatives brokerage, excluding a commercial bank under the law on financial institution business; (2) “net
Section 49 of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: (1)3 “derivatives broker” means a person
securities to the public, briefly outline the plan of distribution and indicate the amount of any debt securities that are to be offered other than through the underwriters. The disclosure shall include terms
ทรัพย์สินในส่วน ที่เกี่ยวข้องต่าง ๆ ด้วย ทั้งนี้ ผู้ประกอบธุรกิจ PF ที่ประสงค์จะท า self-custody ต้องได้รับความเห็นชอบ เป็นผู้รับฝากทรัพย์สินจากส านักงาน ยกเว้นกรณีเป็นผู้ประกอบธุรกิจหลักทรัพย์ เช่น broker
/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission Kor Thor. 11/2553 Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives
. Notification of Capital Market Supervisory Board TorThor. 22/2553 Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type (Codefied) 01/06/2010