information was disclosed to the public through the SET Information Transmission System on 30 May 2016. The SEC investigation also revealed that (7) Mr. Anurag Baheti, Senior Manager of PTL Finance and

holders have already been required to file every five percent report and disclosed on SEC or SET websites. The revised issues with a view to providing investors with more information include:(1)   Extension

business operation. The opinions of audit committee and independent legal advisor have been disclosed for the consideration of shareholders? meeting.  In this connection, the SEC advises EMC shareholders to

Bangkok, May 2, 2013 - The SEC disclosed inappropriate behavior as well as imposed suspension on three investment consultants: (1) {A} of Bualuang Securities Plc. for two months; (2) {B} of RHB OSK

} and {F}, the SEC suspended them for one month while publicly disclosed {G}'s inappropriate behavior with the record of her demerit for future reference if breach of duty is found. {C} case was the

practices.Presently, over 200 companies have not yet disclosed their intent against corruption. The SEC will therefore plan to raise awareness among them for future assessment,? Vorapol added.Pipat Yodprudtikan

for approval as capital market personnel for the period of two years and two months, starting from the effective date of suspension order. The SEC also disclosed his inappropriate behavior for his

the facts which should have been disclosed in the factsheets of the company’s corporate bond offering. Such actions are considered acting in the manner that dishonestly deceives the public to obtain

management of side pocket assets to ensure appropriateness and transparency, in accordance with the terms and conditions disclosed to unitholders; - Requiring systematic and standardized disclosure of

been noted regarding the necessity and reasonableness of the disposal of KTMS shares, as well as the contractual payment terms. Furthermore, FVC may not have clearly and sufficiently disclosed